Chief Compliance Officer at Pluto

Serve as the primary compliance contact with the CFTC and NFA Lead final steps toward DCM and DCO designation approval Ensure ongoing compliance with all applicable CFTC Core Principles Manage regulatory reporting, filings, and examinations Design and implement Pluto’s end-to-end compliance framework Establish and maintain policies across: Market surveillance Trade monitoring AML / KYC Conflicts of interest Recordkeeping and reporting Market surveillance Trade monitoring AML / KYC Conflicts of interest Recordkeeping and reporting Build internal controls to support a system capable of trillions in notional throughput Oversee systems to detect and prevent: Market manipulation Wash trading / self-trading Position limit violations Market manipulation Wash trading / self-trading Position limit violations Implement and manage real-time surveillance alerts (~150+ scenarios) Coordinate closely with risk and engineering on clearing and default procedures Ensure compliance with clearing requirements: Margin methodologies (initial + variation) Default management processes Stress testing and risk waterfalls Margin methodologies (initial + variation) Default management processes Stress testing